Independent clarity across Governance, Risk, and Compliance.
Clear Direction across GRC
Tailored for financial advisers, our independent audit brings clarity to complex regulatory requirements and highlights where your governance, risk, and compliance frameworks support - or constrain - your business.
Rather than treating compliance as a maze to navigate or a box-ticking exercise, the GENIE SYSTEM provides a structured, practical review that identifies risk, strengthens operational foundations, and supports confident decision-making.
The result is not transformation for its own sake, but clarity, giving you confidence in where your business stands today and what needs attention to support sustainable growth.
What’s Included?
Why an Independent Audit Matters?
Clarity and Assurance
An independent audit provides confidence that your governance, risk, and compliance arrangements are operating as intended, reducing the likelihood of unexpected issues or regulatory challenge.Credibility and Trust
Clear, well-evidenced compliance frameworks support confidence among clients, professional partners, and regulators, reinforcing your firm’s reputation and integrity.Focused Leadership Attention
By identifying priorities and removing unnecessary complexity, the audit allows leadership to direct time and attention where it is most needed.Structural Readiness
A clear view of your current position supports informed planning and prepares your business to respond effectively to regulatory change..
The Process
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Schedule a call to outline your business, regulatory position, and the scope of the review.
This conversation allows us to confirm whether an independent audit is appropriate and to agree the next steps clearly and efficiently. -
We request key information such as organisational charts, policies, compliance reports, and relevant management information to build a clear understanding of your business.
Where appropriate, we may also speak with key team members to ensure findings reflect how governance and compliance operate in practice -
We conduct a detailed review of your governance, risk, and compliance arrangements in practice, including regulatory permissions, conduct risk, and anti-money laundering (AML) controls.
This stage identifies areas of strength, potential risk, and operational pressure points, ensuring findings are grounded in evidence and aligned with how your business actually operates. -
You’ll receive a detailed report setting out a clear picture of your compliance landscape, including strengths, risks, and priority areas for action.
This blueprint supports structured decision-making by translating findings into practical, proportionate recommendations. -
We reconvene to review the findings in detail, ensuring clarity on the report, the rationale behind recommendations, and the priority of next steps.
This discussion supports informed decision-making and provides a clear basis for implementation, whether actions are taken internally or with external support. -
An independent audit provides clarity on your current position and the actions required to strengthen governance, risk, and compliance. What happens next is your decision.
Some firms choose to implement recommendations internally, while others engage ongoing professional support to maintain oversight, address emerging risks, or support implementation over time.
Explore Next Steps: The Integrity Compass
Starting from £5,555 + VAT
”Whilst I understand and respect the importance of regulatory Compliance, it is something that I:
1. Don’t have the time to dedicate to full time, whilst trying to focus on growing the business and
2. It is not my area of strength. I was at this stage in my business when I started to work with Nyree.
Since engaging Nyree’s services, I feel comfortable that the business is keeping on top of its regulatory obligations and can confidently focus on the growth of the business and looking after our clients. Nyree is an integral part of the team, ensuring I am kept up to date with every aspect of the business’s compliance and enabling me to focus on it’s strategic growth.”
Darren Mills - Prosperity Wealthl
If GRC feels heavy or unclear, this audit brings clarity. You decide what happens next
When governance, risk, and compliance feel unclear or burdensome, it is often a sign that structure has outgrown visibility.
An independent audit brings that visibility back - clarifying what is working, what requires attention, and where focus is most effectively applied - so compliance supports the business rather than obstructs it.